Liu Shiyu reiterated the strict adherence to a comprehensive regulation – Finance – People’s

Liu Shiyu reiterated that adhere to strict comprehensive supervision — Finance — original title: Liu Shiyu reiterated that adhere to strict comprehensive supervision Chinese Commission Chairman Liu Shiyu said in Shanghai on September 10th, the capital market should adhere to the important concept of law, strict, comprehensive supervision, adhere to the basic bottom line does not hold the occurrence of systemic risk. Liu Shiyu made the above remarks at the seventh general meeting of the Shanghai stock exchange. Liu Shiyu stressed that the capital market is closely linked to the "two one hundred year" goal, focus on the overall layout of "five in one" and "the four overall strategic layout, actively implement the five development ideas; we must firmly grasp the" Five Principles ", adhere to the important concept of law, strict and comprehensive supervision, hold the bottom line no systemic risk, to protect the legitimate rights and interests of investors in a prominent position, adhere to market-oriented reform, legalization and internationalization, efforts to enhance the international competitiveness of the capital market, the fundamental purpose to serve the real economy development. He mentioned that the stock exchange to effectively play the statutory functions and duties, become the efficient allocation of resources to secure platform, become the securities market regulation as the first line of defense, the transformation and upgrading of the real economy booster, improve the governance structure of exchanges, the membership system implemented. The securities institutions to forget the beginning of the heart, keep a good intermediary should assume the responsibilities, adhere to compliance and risk control the bottom line, to participate in the exchange market construction, and actively cultivate new culture in the securities industry, the service of the real economy as a whole, and jointly promote the healthy development of the industry. Public data shows, since 2016, from the IPO, mergers and acquisitions, backdoor listing and corporate debt, the Commission strengthened for listed companies, intermediary institutions, private equity funds and other market participants supervision. In September 9th, the CSRC issued the decision on Amending the measures for the administration of major asset restructuring of listed companies (hereinafter referred to as the "measures for restructuring") and shall take effect as of the date of promulgation. The reorganization of the way to modify the core purpose is to suppress the backdoor speculation, refinement of the reorganization of the listing of the identified, further clarify the change of control criteria. At the same time, the adequacy of the management of investors is also being strengthened. In September 9th, the Commission on the securities and futures investors "appropriate management measures" (hereinafter referred to as the "management measures") for public comment, the same day, the Shanghai and Shenzhen stock exchange is also "grading fund business management guidelines (Draft)" (hereinafter referred to as the "guidelines") to the public for comments. "Management approach" will be divided into ordinary investors and professional investors investors, clear the classification of investors, product classification, appropriate standards and other aspects of the standard or bottom line. The "guide" is set up for investors 300 thousand yuan securities assets threshold on the classification of the fund, and the requirements of individual investors and institutional investors in general open grading fund transactions and related permissions required by comprehensive evaluation of membership and signed "investment risk classification fund revealed the book". The same day, the Commission also announced to take administrative control measures on securities Henderson, Fortune Securities, the reason is management of investors. The SFC said that from March 2016 to May,相关的主题文章: